The U.S. Securities and Exchange Commission has decided to formally revoke enforcement staff's authorization to formally ...

The Managed Funds Association, a private fund industry group, has urged the U.S. Securities Exchange Commission (SEC) to ...

SEC employees have until March 21 to decide, according to a February 28 all-staff memo from the SEC's chief operating officer ...

Allarity Therapeutics, Inc. (“Allarity” or the “Company”) (NASDAQ: ALLR), a Phase 2 clinical-stage pharmaceutical company ...

The SEC in 2022 proposed requiring some crypto firms to register as alternative trading systems, drawing criticism from the ...

The Indian government has asked a local court to deliver a summons issued by the U.S. Securities and Exchange Commission to ...

The Securities and Exchange Commission dramatically pulled back on accounting and auditing enforcement last year after two ...

Vermont, USA, dropped its case against Coinbase over staking services, citing the regulatory shift in the country.

Broadstreet Inc. withdrew its appeal of a decision allowing a Securities and Exchange Commission probe into its real-estate ...

The securities regulator's long-delayed rule expanding the scope of certain trading platforms shouldn't have tried to include ...

The SEC has dismissed or paused several crypto-related cases in recent weeks, which Kraken sees as a “turning point” for U.S.

Recently, cryptocurrency exchange DGQEX announced a major milestone: successfully obtaining the Regulation D license issued ...